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A Fixed Income Trader Managed Trade Desk is responsible for executing and managing trades in fixed income (FI) securities on behalf of clients. They work closely with portfolio managers and research analysts to develop and implement trading strategies that align with the clients' investment objectives. This role involves monitoring market conditions, analyzing economic da
Posted Today
The Release Management Assistant Manager oversees the planning, coordination, and execution of software releases within the Firm. They will work closely with cross functional teams, including development, testing, and operations, to ensure smooth and efficient release processes. The Assistant Manager establishes release schedules, manages release documentation, and coordi
Posted 3 days ago
The Operations Associate performs a variety of duties on a limited basis to support Annuity and Insurance Operations. The Associate will be processing changes, reviewing and imaging documents to be submitted to carriers, and follow up of all transactions. Essential Duties & Responsibilities Processes a high volume of time sensitive financial transactions, including full a
Posted 3 days ago
The Advisory Marketing Specialist II is responsible for supporting the initiatives offered through the Investment Products & Services Group to Stifel Financial Advisors across the Firm's branch office network. The Specialist II will work closely with the Investment Products & Services Group management to communicate program enhancements, advisory regulations, and tools de
Posted 3 days ago
The Operations Coordinator is responsible for multiple support staff duties for a branch location and also acts as liaison to home office associates. Essential Duties & Responsibilities Interacts with clients, advisors and operations via phone and email correspondence. Coordinates and processes incoming and outgoing mail. Responds to customer inquiries, research questions
Posted 3 days ago
The IT Security Senior Threat Engineer is responsible for oversight of the threat and vulnerability management processes at Stifel. The IT Security Senior Threat Engineer will work closely with Security Operations and other IT Departments to ensure appropriate security controls are in place, and to ensure that Security policy and procedures are being effectively employed
Posted Today
The IRA Associate assists in performing a variety of entries, done manually or by way of Stifel's eQuest system. Quality control is done through multiple queries, documentation review, and following strict IRS rules and regulations. The Associate begins learning the basics of the IRA department's functions and terminology. Essential Duties & Responsibilities Works closely
Posted 2 days ago
The Investment Strategy Analyst is a contributor to the development and implementation of the Stifel CIO Office offering within Stifel's Investment Products & Services (IP&S). In this capacity, the Investment Strategy Analyst may work at the direction of other members of the CIO Office, and may interact with both Financial Advisors and their clients. The position requires
Posted 2 days ago
The Central Supervision Associate is responsible for office support and reviewing email for assigned Branches of the Private Client Group for accuracy and compliance. Essential Duties & Responsibilities Review electronic communication for compliance with Firm and Industry regulations. Recognize/analyze/escalate common trends and/or frequent offenders for further oversight
Posted 3 days ago
Under general supervision, the IT Security Governance Analyst II is a front line member of the IT Security Program team responsible for the overall management of the IT Security Program. The IT Security Governance Analyst is responsible for supporting internal, external, and client audits, managing security risks within a GRC solution, and assessing security related risks
Posted 6 days ago
The Securities Lending Associate will be responsible for various securities lending operational tasks. Through training, this position will learn and actively participate in balancing the daily settlement, reconcile multiple programs and accounts, evaluate numerous reports and keep detailed record. This position will interact with internal department and outside contra fi
Posted 6 days ago
The Endpoint System Engineer III will provide assistance for all software deployment activities within the IT Operations team. This individual will provide input for all projects that involve workstation imaging. The Endpoint System Engineer is responsible for assisting in the maintenance and deploy functions of desktop, laptop and mobile hardware and operating systems. T
Posted 6 days ago
The Mutual Funds Trade Support Operations Associate is responsible for a variety of the department's administrative functions while having gained a solid understanding of the firm's mutual fund offerings, the systems used to trade them and how they relate to the overall Mutual Funds Trade Support team responsibilities. Essential Duties & Responsibilities Monitor mutual fu
Posted 7 days ago
The Operations Assistant Manager is responsible for providing leadership within the department by aiding in the administration of department objectives and measures. This position requires experience in handling challenging subject matter along with ensuring department completion of all necessary work on time and with the highest degree of quality. This position is requir
Posted 7 days ago
Stifel Financial
- New York, NY / Baltimore, MD / St. Louis, MO
Design and complete the Firm's supervisory reviews and check lists. Design, update and implement the Firm's written supervisory procedures and exception reports in conjunction with legal and compliance. Provide daily guidance to sales and trading staff as it relates to interpretive questions or policy matters. Acts as a delegate for FICM managers by providing direct super
Posted 10 days ago
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